General Relativity
Gravitational Redshift
λ_∞/λ_emit = 1 + GM/(rc²) — light from deep wells arrives stretched to longer wavelengths
Gravitational redshift: photons emitted from a region of strong gravitational potential are observed at lower frequency (longer wavelength) by an observer in weaker potential. The fractional shift is z ≈ GM/(rc²) for weak fields, exactly z = (1 − r_s/r)^(−1/2) − 1 in the Schwarzschild metric. Predicted by Einstein (1911) before full GR; first measured terrestrially by Pound-Rebka experiment (1959), 22.5 m vertical Mössbauer-effect setup at Harvard, agreement with GR to 1%. Astrophysical: white dwarf Sirius B redshift z ≈ 3 × 10⁻⁴; Sgr A* near horizon redshift diverges. GPS satellites at 20,000 km altitude experience smaller potential, so their atomic clocks run faster by 45 µs/day — combined with special-rel time dilation (slower by 7 µs/day for orbital speed), net 38 µs/day. Without correction, GPS positions would drift ~10 km/day.
- Weak-fieldz ≈ GM/(rc²)
- Schwarzschildz = (1 − r_s/r)^(−1/2) − 1
- PredictedEinstein 1911
- First measuredPound-Rebka 1959 (1%)
- GPS net drift38 µs/day
- Without correction~10 km/day GPS error
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Why gravitational redshift matters
- GPS depends on it. The 24-satellite GPS constellation orbits at 20,200 km altitude, where gravitational potential is less negative than on Earth's surface. By gravitational redshift, satellite atomic clocks tick faster than ground clocks by ΔΦ/c² × (86400 s/day) ≈ 45 µs/day. Combined with special-relativistic slowing from orbital speed (−7 µs/day), the net advance is 38 µs/day. Without compensating, GPS receivers would compute positions wrong by 10 km after one day — turning satellite navigation into noise. Onboard clocks are deliberately detuned at the factory to compensate.
- Atomic clock precision metrology. Modern optical atomic clocks (strontium, ytterbium ion clocks) reach 10⁻¹⁸ fractional frequency precision. At this level, lifting a clock by 1 cm produces a measurable redshift difference (gh/c² ≈ 1.1 × 10⁻¹⁸). This enables 'relativistic geodesy' — using clock comparisons over fiber networks to map the geoid (gravitational equipotential surface) of Earth at cm precision, complementing classical surveying.
- White dwarf mass measurement. Compact objects with strong surface gravity show large gravitational redshift in their spectra. Sirius B, the white dwarf companion of Sirius A, has surface redshift z ≈ 3 × 10⁻⁴, measured spectroscopically since the 1920s. Combined with mass-radius models, this directly constrains white dwarf interior physics — and was Adams' 1925 first astrophysical confirmation of GR. Modern measurements with HST achieve <1% precision.
- Black hole imaging. Light from accretion disks around black holes shows extreme redshift gradient near the horizon — material moving toward us appears Doppler-blueshifted but gravitationally redshifted, the competition gives a characteristic asymmetric profile. EHT image of M87* (2019) reveals this combined effect; spectroscopic observations of relativistic Fe Kα emission lines (e.g., from MCG-6-30-15 and other AGN) confirm Schwarzschild and Kerr geometries by spectral profile fitting.
- Cosmological tests of GR. Light from distant galaxies traveling through the cosmic gravitational potential field exhibits subtle integrated Sachs-Wolfe effects — temperature shifts in the CMB caused by photons climbing out of evolving potential wells. Combined with weak gravitational lensing surveys (DES, KiDS, LSST), these test general relativity on cosmological scales and constrain dark energy properties.
- Pulsar timing. Millisecond pulsars are precision clocks. Pulses arrive at Earth slightly later when the pulsar's photons traverse our solar system's gravitational potential — the Shapiro delay. Combined with binary pulsar systems (Hulse-Taylor PSR B1913+16, double pulsar PSR J0737-3039), this provides multiple GR tests at parts-per-thousand precision over decades, including direct Shapiro and gravitational redshift measurements.
- Gravity Probe A. 1976 NASA mission launched a hydrogen-maser clock on a suborbital trajectory reaching 10,000 km altitude, comparing it to ground masers. Confirmed Einstein redshift prediction to 70 parts per million, the most precise gravitational redshift test until 2018. The mission used a sounding rocket trajectory specifically chosen to maximize the gravitational potential variation.
- Cosmic microwave background. The 2.7 K CMB photons we detect were emitted at z ≈ 1100 redshift — only partly cosmological (Hubble expansion); a small fraction is gravitational redshift from the surface of last scattering's potential field. Distinguishing these contributions in the CMB power spectrum constrains the Universe's geometry, baryon density, and primordial power spectrum.
The formula and the numbers
- Weak-field formula. For modest gravitational fields (|Φ|/c² ≪ 1), gravitational redshift between emission point at potential Φ_e and observation at Φ_o is z = Δλ/λ ≈ (Φ_o − Φ_e)/c². For a photon climbing out of a well (Φ_e < Φ_o), Δλ > 0 — wavelength stretches. Pure Newtonian expression in the limit of small relativistic corrections.
- Schwarzschild exact formula. In the Schwarzschild metric, 1 + z = √(g_00(emitter)/g_00(observer)) = √((1 − r_s/r_o)/(1 − r_s/r_e)). For observer at infinity (r_o → ∞), this becomes 1 + z = (1 − r_s/r_e)^(−1/2), diverging as r_e → r_s. At r_e = 1.5 r_s (photon sphere), z = √3 − 1 ≈ 0.732. At r_e = 2 r_s, z = √2 − 1 ≈ 0.414.
- Sun. z = GM/(Rc²) for solar surface. M = 1.99 × 10³⁰ kg, R = 6.96 × 10⁵ km. z = (6.67 × 10⁻¹¹ × 1.99 × 10³⁰)/(6.96 × 10⁸ × 9 × 10¹⁶) ≈ 2.12 × 10⁻⁶. Solar Fraunhofer lines are redshifted by ~600 m/s in equivalent Doppler velocity. Tested to 1% by 2020 HST observations.
- Earth. z = gh/c² for terrestrial heights. At h = 1 km altitude, z ≈ 1.1 × 10⁻¹³. Pound-Rebka used h = 22.5 m, giving z = 2.46 × 10⁻¹⁵ — measurable only because the Mössbauer effect provides ultra-narrow γ-ray lines.
- Sirius B (white dwarf). Mass M ≈ 1.0 M_sun, radius R ≈ 5,800 km. z = GM/(Rc²) ≈ 2.5 × 10⁻⁴, equivalent to a Doppler velocity of 75 km/s. Adams (1925) measured ~21 km/s; modern measurements give 80.4 ± 4.8 km/s, in excellent agreement with theory and confirming Sirius B's mass.
- Neutron star. M ≈ 1.4 M_sun, R ≈ 12 km. z ≈ 0.18 (linear weak-field) or, exact Schwarzschild, z ≈ 0.21. Compact-object surface emission shows this directly in absorption-line redshifts, when atmospheric models can identify the rest-frame transitions.
- Sgr A* (supermassive black hole). M = 4.15 × 10⁶ M_sun. At star S2's perihelion (~120 AU = 1.8 × 10¹³ m), the redshift contribution is ~200 km/s in equivalent Doppler velocity — measured by GRAVITY interferometer in 2018, confirming GR. Light from material at the photon sphere (~1.5 r_s ≈ 1.8 × 10¹⁰ m) is redshifted by z ≈ 0.732.
- GPS detailed numerics. Earth potential difference between surface and orbit: ΔΦ/c² = (GM_E/r_surface − GM_E/r_orbit)/c². With r_surface = 6378 km, r_orbit = 26,578 km: ΔΦ ≈ 4.77 × 10⁷ m²/s². Divide by c²: 5.31 × 10⁻¹⁰. Per day (86,400 s): 4.58 × 10⁻⁵ s = 45.8 µs/day faster at altitude. Special-rel kinematic time dilation: −γv²/(2c²) × 86,400 ≈ −7.2 µs/day. Net: +38.6 µs/day, applied as factory pre-tune to satellite atomic clocks.
Two derivations
- Photon-as-particle (heuristic). Photon energy E = ℏω, 'gravitational mass' E/c². Climbing height h against acceleration g does work ΔE = (E/c²) gh. Conservation: ΔE/E = gh/c² = ΔΦ/c² in weak-field, so Δω/ω = −ΔΦ/c² (frequency loss). Quick and gives the right answer in weak fields, but is conceptually flawed because photons don't have rest mass and the Newtonian picture mixes frames.
- Equivalence-principle (Einstein 1911). Apply to a uniformly accelerating elevator (equivalent to rest in uniform gravity). Photon emitted at floor with frequency ω₀ travels to ceiling, taking time h/c. By that time, the ceiling has accelerated to velocity v ≈ gh/c. Doppler-shifted reception: ω_received = ω₀ × (1 − v/c) ≈ ω₀(1 − gh/c²). Rigorous in the weak-field limit, derived from equivalence alone.
- GR full calculation. Schwarzschild metric: ds² = −(1 − r_s/r)c²dt² + … For a stationary observer at radius r, proper time Δτ = Δt √(1 − r_s/r). A photon emitted with frequency ω_e (per unit emitter-proper-time) takes time Δt to reach an observer at infinity, where it is detected with frequency ω_o per unit observer-proper-time. Frequency ratio: ω_o/ω_e = √(1 − r_s/r_e), which becomes 1 + z = (1 − r_s/r_e)^(−1/2). Exact, no weak-field assumption.
- From metric to redshift. The general formula 1 + z = √(−g_00(observer)/g_00(emitter)) for static observers. Generalizes to non-static cases via the inner product of the photon 4-momentum with the observer's 4-velocity at each end. Cosmological redshift (from Universe expansion) and gravitational redshift are both captured by this formula in the appropriate metric.
- Connection to time dilation. Clocks at different gravitational potentials tick at different rates: ω_clock ∝ √(−g_00). A photon's frequency, set by the source clock, is then 'transcribed' to the observer's clock rate at the receiver. So gravitational redshift is exactly equivalent to comparing clock rates between two locations — they describe the same metric structure.
Key experiments
- Pound-Rebka 1959 / Pound-Snider 1964. Mössbauer-effect Fe-57 γ-rays at the 22.5 m Jefferson Tower, Harvard. Linewidth narrow enough that 2.46 × 10⁻¹⁵ shift is detectable. 1959: 10% precision. 1964 refinement: 1% agreement with GR.
- Gravity Probe A 1976. NASA suborbital sounding rocket carrying a hydrogen maser to 10,000 km altitude. Direct comparison with ground masers gave 70-ppm agreement with GR — for decades the most precise direct redshift test.
- Adams 1925 (Sirius B). First astrophysical detection of gravitational redshift, ~30 km/s velocity-equivalent shift (later refined). Confirmed Eddington's interpretation of the white dwarf as having a few-thousand-km radius for solar mass.
- Solar limb measurements. Hubble Space Telescope (Henley et al. 2020) used precise stellar comparisons to measure solar gravitational redshift to 1% — demonstrating modern instrumental precision matches the predicted 600 m/s effect.
- GRAVITY at S2 perihelion 2018. The S2 star orbits Sgr A* with 16-year period, perihelion at ~120 AU. The 2018 closest approach showed ~200 km/s gravitational redshift in spectroscopic observations of S2, the first detection of GR effects in a black hole's strong-field environment.
- Optical clock comparisons. Strontium and ytterbium clocks at NIST, NPL, and PTB compared via fiber links demonstrate gravitational redshift over height differences of a few meters (e.g., Chou et al. 2010 measured 30 cm differences). These tests confirm GR at 10⁻⁵ level and enable relativistic geodesy.
- Galileo satellites 2014–2018. Two Galileo-IOV satellites accidentally launched into elliptical orbits became serendipitous redshift testbeds. Their varying altitude over an orbit makes their clock rates oscillate, allowing a direct 0.86 ppm test of gravitational redshift over several years (Delva et al., Herrmann et al., 2018), the most precise space-based test currently.
- Quasar spectroscopy. Distant quasar emission lines arrive both cosmologically redshifted and gravitationally redshifted by the host galaxy's deep potential. Disentangling these requires careful modeling of line profiles, but provides supplementary GR tests at high redshift.
Common misconceptions
- "The energy lost by photons goes somewhere." No — there is no universal energy conservation in general relativity for a photon climbing a static potential. The frequency change is what one observer measures vs. another; energy is observer-dependent in curved spacetime. The 'work-against-gravity' picture is a heuristic that gives correct numbers in weak fields, not a literal energy bookkeeping. Photons traveling through a static gravitational field do not lose energy in any local sense — different observers along the path measure different frequencies.
- "Only visible light is gravitationally redshifted." Wrong — the effect is universal across electromagnetic frequencies, from radio to gamma rays, and applies equally to gravitational waves and matter waves. Pound-Rebka used 14 keV gamma rays; GPS uses microwaves; CMB observations use mm-wavelengths; pulsar timing uses radio. The fractional shift Δλ/λ is the same regardless of wavelength.
- "Tiny effect, irrelevant in practice." Wrong. Despite the small fractional shifts on Earth, gravitational redshift accumulates: GPS satellites' 38 µs/day net advance corresponds to ~10 km/day positioning error if uncorrected. The system is unusable without compensating. Likewise, atomic clock comparisons at the 10⁻¹⁸ level, financial high-frequency-trading network synchronization, and SpaceX inter-satellite ranging all depend on careful application of gravitational time dilation.
- "Gravitational redshift = cosmological redshift." Different effects, often confused. Cosmological redshift comes from the expansion of the universe (metric stretching during photon travel); gravitational redshift comes from photons being emitted in a gravitational potential. In our universe both contribute to high-redshift observations. They have similar expressions in special cases but distinct physical origins; only general relativity unifies them via the metric.
- "Photons fall in gravity like baseballs." Roughly correct for trajectory bending in weak fields, but the quantitative comparison fails for redshift. A baseball gains kinetic energy falling; a photon gains frequency falling (blueshift). The two pictures predict the same fractional shift in weak fields but for different reasons. The correct picture is metric-based: clocks at different potentials tick at different rates.
- "Doppler and gravitational redshift are different mechanisms." They have different physical origins (relative motion vs. metric tilt) but both follow from the same general formula in GR: ω_observed/ω_emitted = (k·u)_observer/(k·u)_emitter, where k is the photon 4-momentum and u is the observer 4-velocity. Doppler arises from differing u; gravitational arises from differing metric coupling. Mathematically unified.
- "You can't escape an event horizon because of redshift." Backward causality. The horizon is a one-way membrane because of the metric's signature change at r = r_s — light cones tilt to point inward. Infinite redshift from the horizon is the consequence, not the cause. Physically: the metric component (1 − r_s/r) flips sign, so the radial direction becomes timelike inside, forcing all worldlines toward smaller r.
- "Pound-Rebka measured 'photon mass'." No — there is no such thing as photon mass in standard physics (photons are massless). Pound-Rebka measured the gravitational shift of frequencies, which is consistent with massless photons in a curved metric. The 'photon weight' E/c² is a calculational convenience, not a real mass.
Frequently asked questions
Why do photons lose energy climbing out of gravity?
Two equivalent descriptions. (1) Energy conservation in a Newtonian mental model: a photon of energy E = ℏω has "effective mass" E/c²; climbing out of a gravitational well does work against gravity, reducing E and hence ω. Δω/ω = −ΔΦ/c². (2) GR description: the gravitational potential dilates time near the source, so frequencies emitted there appear lower at infinity. The two viewpoints give the same numerical answer in the weak field limit: z ≈ GM/(rc²). The wave description is more accurate: photons don't "lose energy locally"; the apparent change is in the frequency observers in different gravitational potentials measure for the same wave.
What was the Pound-Rebka experiment?
Robert Pound and Glen Rebka (Harvard, 1959) used the Mössbauer effect to detect a gravitational frequency shift over a 22.5 m vertical path in the Jefferson Tower at Harvard. The 14.4 keV gamma-ray emitted by an Iron-57 source at the bottom of the tower has a natural linewidth so narrow that the predicted gravitational blueshift Δf/f = gh/c² ≈ 2.46 × 10⁻¹⁵ — utterly tiny — is detectable. Pound-Rebka tuned out the shift by Doppler-moving the absorber at velocity v such that v/c equaled the gravitational shift. Achieved 10% agreement with general relativity in 1959; refined to 1% by 1964 (Pound-Snider). First terrestrial confirmation of gravitational time dilation.
How big is the redshift for the Sun (z ≈ 2 × 10⁻⁶)?
For light leaving the solar surface (R = 6.96 × 10⁵ km, M = 1.99 × 10³⁰ kg), z = GM/(Rc²) ≈ 2.12 × 10⁻⁶ — a fractional wavelength shift of two parts per million. Solar absorption lines observed from Earth (which is at much higher gravitational potential, basically at infinity for these purposes) appear redshifted by this factor. Hubble Space Telescope observations of solar spectral lines confirmed the redshift to ~1% in 2020 by carefully comparing solar Fraunhofer lines to laboratory atomic transitions. The same effect dominates for white dwarfs (z ~ 3 × 10⁻⁴ for Sirius B) and is a key spectroscopic signature.
How does GPS account for gravitational redshift?
GPS satellites at altitude 20,200 km sit in a weaker gravitational potential than ground clocks (ΔΦ/c² ≈ 5.3 × 10⁻¹⁰ smaller |Φ|). Their atomic clocks tick faster by gh/c² × (86,400 s/day) ≈ +45 µs/day from gravitational redshift alone. The satellite orbital velocity ~3.9 km/s gives a special-relativistic time dilation slowing them by ~−7 µs/day. Net combined: +38 µs/day. To compensate, GPS satellite atomic clocks are deliberately tuned to oscillate at 10.22999999543 MHz before launch instead of the nominal 10.23 MHz, so they appear correct from the ground. Without this correction, GPS positions would drift by ~10 km/day, rendering the system useless.
What happens to redshift at the Schwarzschild radius?
The exact Schwarzschild redshift formula is 1 + z = (1 − r_s/r)^(−1/2). As r → r_s, this diverges — light emitted from the horizon arrives at infinity with infinite redshift (zero frequency, infinite wavelength). From outside, an infalling object appears to slow asymptotically and fade to invisibility as it approaches the horizon: its emitted photons get more and more redshifted, and successive ticks take longer and longer to arrive. In finite proper time the object crosses the horizon, but to outside observers it appears "frozen" at the horizon, an effect sometimes (misleadingly) called the "frozen star" picture from early black hole literature.
What's the gravitational time dilation interpretation?
Gravitational redshift and gravitational time dilation are two views of the same fact. The metric component g_00 = −(1 − r_s/r) determines proper time: Δτ = Δt √(1 − r_s/r). Clocks at lower r tick slower in coordinate time. A photon's frequency is set by the emitter's proper time (one cycle per Δτ), so a frequency-N source at radius r emits N cycles per Δτ_emit = N Δt √(1 − r_s/r_emit). The same N cycles arrive at radius R during Δt at infinity, so observed frequency is N/Δt = N √(1 − r_s/r_emit)/Δτ_emit, lower by factor √(1 − r_s/r_emit). The interpretation "redshift caused by time dilation" is exact in GR; the "photon climbing potential" picture is a heuristic that gives the right answer in the weak-field limit.