Mechanics
Simple Machines
Six basic devices that trade force for distance — lever, pulley, wheel, incline, screw, wedge
Simple machines are six fundamental devices that change the magnitude or direction of force — lever, pulley, wheel-and-axle, inclined plane, screw, and wedge. They don't create energy (work in = work out, ideally), but they let humans lift heavy loads with smaller forces. Defined by mechanical advantage MA = F_load/F_effort. The basis of all complex machinery.
- Six classic simple machinesLever, pulley, wheel-and-axle, inclined plane, screw, wedge
- Mechanical advantageMA = F_load / F_effort = d_effort / d_load
- Work in = work out (ideal)F_effort × d_effort = F_load × d_load
- Real efficiencyη < 100% (some lost to friction)
- Identified byGreek mathematician Archimedes (~250 BCE)
- Foundation ofAll complex machines (engines, gears, mills, robotics)
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The six simple machines
| Machine | Principle | MA formula | Examples |
|---|---|---|---|
| Lever | Torque balance | MA = d_effort / d_load | Crowbar, see-saw, scissors |
| Pulley | Distribution of tension | MA = number of supporting segments | Block-and-tackle, flagpole |
| Wheel and axle | Concentric levers | MA = R_wheel / R_axle | Steering wheel, doorknob, bicycle |
| Inclined plane | Force decomposition | MA = length / height | Ramp, road switchbacks |
| Wedge | Force redirection | MA = length / thickness | Knife, axe, splitting maul |
| Screw | Inclined plane wrapped around cylinder | MA = circumference / pitch | Screws, jacks, presses |
Mechanical advantage
Mechanical advantage (MA) is the ratio of output force to input force:
MA = F_load / F_effort
For an ideal machine (no friction), conservation of energy implies:
F_effort × d_effort = F_load × d_load
So MA also equals the ratio of distances:
MA = d_effort / d_load
For real machines, efficiency η = (work out) / (work in) < 100%. Actual MA = ideal MA × η.
Lever
A lever has a fulcrum (pivot), and force applied at distances d_effort and d_load from the fulcrum.
| Class | Fulcrum position | MA range | Example |
|---|---|---|---|
| 1st class | Between effort and load | Variable, can be >1 or <1 | See-saw, crowbar, scissors |
| 2nd class | At one end, load between fulcrum and effort | Always ≥ 1 | Wheelbarrow, bottle opener |
| 3rd class | At one end, effort between fulcrum and load | Always < 1 | Tweezers, fishing rod, broom |
Class 3 levers have MA < 1 — they require MORE effort but multiply DISTANCE/SPEED. Used when precision or speed matters more than force.
Pulley systems
| System | Supporting ropes | MA (ideal) |
|---|---|---|
| Single fixed pulley | 1 (rope just changes direction) | 1 |
| Single movable pulley | 2 | 2 |
| Block and tackle (2-pulley pair) | 4 | 4 |
| Block and tackle (3-pulley pair) | 6 | 6 |
| Compound block and tackle (4-pair) | 8 | 8 |
Screws and inclined planes
A screw is an inclined plane wrapped around a cylinder. For a screw with pitch p (distance between threads) and radius r:
MA = 2π·r / p
A typical 6mm wood screw with 3mm pitch — MA = 2π × 3 / 3 = 6.3. With a 10cm screwdriver, mechanical advantage is 100 / 6 × 6.3 = 105 — applying 1 N force on the handle gives 105 N at the screw tip.
JavaScript — simple machine calculations
// Lever
function leverEffort(loadForce, loadDistance, effortDistance) {
return loadForce * loadDistance / effortDistance;
}
// Lift 1000 N with crowbar: load arm 0.5 m, effort arm 2.0 m
console.log(`Effort needed: ${leverEffort(1000, 0.5, 2).toFixed(0)} N`); // 250
// Pulley system: ideal MA = number of supporting segments
function pulleyEffort(load, supportingSegments) {
return load / supportingSegments;
}
console.log(`200 kg load, 4-segment pulley: ${pulleyEffort(2000, 4).toFixed(0)} N`); // 500
// Inclined plane
function inclineEffort(load, height, length) {
// Frictionless: F_effort = load × sin(θ) = load × (height/length)
return load * height / length;
}
console.log(`Lift 1000 N, ramp 1:5: ${inclineEffort(1000, 1, 5).toFixed(0)} N`); // 200
// Screw
function screwEffort(load, pitch, radius) {
return load * pitch / (2 * Math.PI * radius);
}
console.log(`Push 1000 N with 3mm pitch screw, 5mm radius: ${screwEffort(1000, 0.003, 0.005).toFixed(2)} N`); // ~95
// Wheel and axle
function wheelAxleEffort(load, axleRadius, wheelRadius) {
return load * axleRadius / wheelRadius;
}
console.log(`Lift 500 N with capstan, axle 5cm, wheel 50cm: ${wheelAxleEffort(500, 0.05, 0.50).toFixed(0)} N`); // 50
// Mechanical advantage
function mechanicalAdvantage(loadForce, effortForce) {
return loadForce / effortForce;
}
// With friction efficiency
function actualMA(idealMA, efficiency) {
return idealMA * efficiency;
}
console.log(`Old pulley, ideal MA=4, efficiency 60%: actual MA = ${actualMA(4, 0.6).toFixed(2)}`); // 2.4
// Total mechanical advantage of compound machines
function compoundMA(...mas) {
return mas.reduce((p, m) => p * m, 1);
}
// E.g., a screw turned by a wrench: screw MA × lever MA
console.log(`Compound: screw MA=10 × lever MA=5 = ${compoundMA(10, 5)}`);
Where simple machines show up
- Hand tools. Hammers (lever), screwdrivers (lever + screw), wrenches (lever), pliers (lever), can openers (wheel-axle + lever).
- Construction. Cranes (compound pulley), levers, ramps, screws (jackhammers, presses).
- Vehicle parts. Steering wheel (wheel-axle), gear systems (compound levers), brakes (lever + hydraulic).
- Engineering. Most complex machinery is a combination of simple machines. Engines, presses, turbines all use simple-machine principles.
- Sports and human body. Joints function like levers — bicep flexes elbow (3rd class lever, MA < 1, fast motion). Foot levers (2nd class) for walking.
- Education. Foundation of mechanics teaching; intuitive way to understand work, energy, force, and conservation.
- Daily life. Bottle openers, doorknobs, scissors, staircase ramps, ramps for accessibility, vises, presses.
Common mistakes
- Thinking simple machines reduce work. They reduce FORCE, not work. Total work (input ≈ output, neglecting friction) is the same.
- Forgetting the trade-off. Higher MA means more distance (or more time) for the same load lift. There's no "free lunch."
- Confusing classes of levers. Different positions of fulcrum/load/effort. 1st class can be either MA > 1 or < 1. 2nd class always > 1. 3rd class always < 1.
- Counting pulley supporting ropes wrong. Count rope segments that support the load (not all visible rope). For block-and-tackle with 2 pulley pairs, 4 segments support load → MA = 4.
- Ignoring friction. Real machines have efficiency < 100%. Don't assume ideal MA in real applications; check empirically or use efficiency factor.
- Treating the screw or wedge as different from inclined plane. Both are wrapping/redirecting an inclined plane. Same physics.
Frequently asked questions
Why are there exactly six simple machines?
Six is the classical count from Hero of Alexandria (1st century CE). Modern physics groups them as variations of two principles — lever (lever, wheel-and-axle, pulley) and inclined plane (incline, wedge, screw). All operate by trading force for distance — applying a smaller force over a longer distance to do the same work. Some textbooks list 6, some 5 (combining wedge and screw with incline). The number is a teaching convention.
How does a lever work mathematically?
A lever has a fulcrum (pivot), an effort arm (where you push), and a load arm (where the load is). For static equilibrium — F_effort × d_effort = F_load × d_load (torques balance). Mechanical advantage MA = d_effort/d_load. Class 1 — fulcrum between effort and load (seesaw). Class 2 — load between fulcrum and effort (wheelbarrow). Class 3 — effort between fulcrum and load (tweezers — MA < 1, used for precision/speed).
Why don't simple machines violate energy conservation?
They don't reduce work — they reduce force. To lift a load through height h, you do work W = F_load × h. With a machine, you apply smaller F_effort over longer distance d_effort. Work in (F_effort × d_effort) ≈ work out (F_load × h). Friction losses make actual work in slightly more, but never less than work out. Energy is conserved.
How do pulleys multiply force?
A single fixed pulley changes direction of force (you pull down to lift up); MA = 1. A single movable pulley supports the load with two rope segments, halving effort (MA = 2). Block-and-tackle systems combine pulleys for higher MA (often 4-8). Each segment of rope between pulleys halves the effort but doubles the rope-to-pull distance.
How do screws relate to inclined planes?
A screw is just an inclined plane wrapped around a cylinder. The "rise" per turn is the pitch p; the "run" per turn is the circumference 2πr. So MA = 2πr/p. A long, fine-pitch screw has very high MA (up to thousands) — that's why screwdrivers can drive screws into wood with modest hand force, and why bolts can hold huge loads.
What's the trade-off in simple machines?
Force vs distance. Higher MA — less force, but you must apply it over longer distance. A 4:1 lever lifts a 400 N load with 100 N effort, but you must move your end 4× as far as the load moves. There's no "free lunch" — you can't reduce both force AND distance.
How do real machines deviate from ideal MA?
Friction reduces efficiency. Real MA (with friction) < ideal MA. Bicycle pedals have ~95% efficiency; old water mills ~50-70%; rusty hand winches ~40-60%. Modern bearings and lubricants minimize losses but never eliminate them. For perfectly frictionless motion, ideal and actual MA would coincide.